Hey folks, stop us if you’ve heard this one, but it was another busy week…
Wait a minute, no, it wasn’t such a busy week in wealth management technology.
See, we’re paying attention, and unless we say explicitly, these columns are never written with AI, and you should know because AI would never make the critical journalistic mistake we just made: if you tell an audience that something is boring or underwhelming, they’re likely to believe you.
Good thing we trust our audience. Welcome to what we assure you is a very much un-boring Advisor Tech Talk, where we’re getting what will probably be a brief chance to come up for air and take a look around, because financial advisor technology news has finally backed off its torrid summer pace.
The biggest news is probably still ongoing discussion regarding LPL’s Latitude platform and Cyan agent announcement last week and its $2 billion investment into AI-infused software. But, you should already know about that, because we wrote about it last week.
By contrast, on the wealth management side of things, M&A activity accelerated last week—not that we cover M&A very closely, but reading through industry announcements on the newswires we find a lot of firms changing hands—though the AUM involved in these transactions is often in the $100 million to $300 million range, the total volume of deals has accelerated.
We probably broke your spam filters in the last paragraph, but we can’t really write about mergers and acquisitions without using terms like deal and transaction.
Anyway, we also find the same publications writing the same stories over and over again—and it’s not really their fault, because the wealth management industry, its vendors and its media partners keep conducting the same research over and over again.
The repetitive study that catches our eye this week is the one that shows Americans in some number are using AI for financial advice, but do not trust technology as much as they trust human beings. There are enough studies out there saying the same thing now, and that have persisted in saying the same thing over the course of months and years, that it feels like a fundamental truth of humans and finance and wealth: we’ll ask our questions to technology, but we only really trust the answers when they’re coming from a human being.
You probably already know that there’s a big, juicy “but” coming, and if you’ve read our work enough, you might be able to guess what that “but” is.
But, consider this: if very similar entities—say a national RIA or brokerage like LPL Financial or, say, Edward Jones—sponsor similar studies conducted by similar entities—say a national pollster like Harris Poll or, perhaps in this case Gallup—asking a similar pool of participants similar questions, shouldn’t we expect similar results?
Do these studies confirm each other, or are they merely affirming each other? And if they’re just affirming each other, why are financial companies burning dollars sponsoring useless surveys and studies? Is it an example of the illusory truth effect in action?
None of this is to imply that the delegators wealth managers are counting on to employ their services might in any way actually prefer using technology tools to a flesh-and-blood financial advisor.
If we’re not using different tools to ask different, perhaps more segmented, groups of people different questions, all aimed at figuring out how comfortable we really are at delegating our financial decisions to technology, we won’t have an opportunity to know what clients and prospects really prefer, or how wealth management might evolve, or if it survives into the future.
Let’s get to your headlines…
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401GO
Leading 401(k) retirement plan provider 401GO announced two executive appointments, Brad Sawaya as Chief Financial Officer (CFO) and Marc Jacobs as Chief Revenue Officer (CRO). The additions come shortly after 401GO closed its $33M Series B funding round and surpassed 6,000 retirement plans on its platform, reflecting the company’s investment in the financial and commercial discipline needed to scale its mission.
Sawaya brings more than 15 years of finance leadership across fintech and SaaS companies, with experience helping technology businesses scale while maintaining the financial and operational discipline required to serve customers reliably. Most recently, he served as CFO of BillingPlatform, where he helped guide the company through a period of rapid expansion. He previously held finance roles at General Electric, VMware and EMC and began his career at Ernst & Young, auditing technology companies including Hewlett-Packard. A Certified Public Accountant with deep expertise in capital raising and strategic finance, Sawaya will help 401GO invest responsibly in the technology, service and partner support that financial advisors, plan sponsors and HR teams rely on to deliver effective retirement plans.
Jacobs joins 401GO with over 20 years of experience building go-to-market organizations at some of the fastest-growing companies in technology. As the first Vice President of Sales at Greenhouse, he built the company’s outbound, new business and renewals teams from the ground up, developing a scalable approach to customer acquisition and retention.
Allocate
Allocate, the private markets operating system for wealth advisory firms and fund managers, marked five years in business with over $5 billion in assets, more than tripling over the past year. The milestone reflects the continued adoption of private markets across the wealth channel, where advisors are increasingly looking for the infrastructure, technology, and operational support needed to build and scale private markets programs. Today more than 375 wealth advisory firms and RIAs use Allocate’s platform to access, manage, and administer private market investments on behalf of 4,000+ underlying investors who reach these opportunities through them.
Allocate has significantly expanded its role within the private markets ecosystem over the course of the year, including strategic partnerships with Dynasty Financial Partners and VanEck. Together, these collaborations strengthened Allocate’s position as a bridge between wealth advisory firms, asset managers, and investors, helping streamline access to private market opportunities across the wealth channel.
The company has continued investing in the expertise and infrastructure needed to support its next phase of growth, expanding its team by over 20% over the last year. This includes key senior hires spanning investment research and strategy, revenue, and artificial intelligence.
Amplify Technology
Amplify Technology (“Amplify”), the enterprise growth platform built on an AI-native data lake, today announced a partnership with Ned Davis Research (“NDR”), a leading independent investment research firm, to deliver NDR’s trusted institutional research as turnkey managed portfolios through the Amplify platform. The collaboration enables financial advisors to implement NDR’s investment models across every client account on any custodial platform, eliminating the day-to-day operational demands of portfolio management.
NDR’s investment models are built on decades of objective, data-driven market research designed to help advisors navigate changing market conditions through intentional portfolio construction and risk management. By delivering their models to Amplify’s network of advisors, NDR eliminates the need to build and maintain models internally. Advisors continue to lead their client relationships and investment strategy, while Amplify manages trading, rebalancing, and performance reporting across their clientele.
Ascensus
Ascensus, the engine at the center of America’s savings ecosystem, today announced that it has completed its previously announced acquisition of AmericanTCS, a leading provider of innovative retirement, trust & custody, and technology automation solutions.
The transaction reflects Ascensus’ strategy of investing in scale, technology, and service capabilities. By combining their respective strengths, Ascensus and AmericanTCS are bolstering Ascensus’ position as a central platform across retirement, trust & custody, and technology—supporting advisors, TPAs, recordkeepers, and asset and wealth managers while advancing broader access to workplace retirement solutions for underserved employers and savers.
Ascensus will integrate AmericanTCS with a focus on continuity of service, disciplined execution, and commitment to a seamless transition throughout the integration process. Ascensus plans to continue its focus on technology, service excellence, and innovation to support partner growth and improved outcomes for savers.
Asset Vantage
Asset Vantage, an AI-led wealthtech SaaS platform built by a family office for family offices and part of the UNIDEL Group, today announced the appointment of Nicole Eberhardt as its Global Chief Executive Officer, effective August 1, 2026. Nicole, who previously served as Asset Vantage’s Managing Director, North America, will lead the company’s next phase of global growth, product innovation, and market expansion.
Today, Asset Vantage supports more than 400 families across 10 countries, helping manage over $400 billion in assets through a unified platform that brings together data aggregation, accounting, portfolio reporting and analytics, and document management. The platform provides family offices and their trusted advisors, including Certified Public Accountants (CPAs) and Multi-Family Offices (MFOs), with a single source of truth across entities, currencies, and asset classes. By bringing together the general ledger and the investments book, it delivers secure, audit-ready data while ensuring clients retain complete ownership and control of their information. In addition, the platform safeguards highly sensitive financial information while supporting the governance needs of modern family offices.
Nicole’s appointment comes as family offices navigate increasing complexity across global investments, governance, reporting and cross-border structures, while artificial intelligence (AI) reshapes the future of wealth management. She brings more than 25 years of experience in financial services technology. An accountant by training, Nicole has spent her career building and scaling the accounting and reporting platforms relied upon by family offices, alternative investment managers and their trusted advisors.
Benzinga
Benzinga, a leading provider of real-time financial news and market intelligence, today announced that its Prediction Markets Newsfeed is available via API. The feed gives brokerages, fintech platforms, and trading tools direct access to real-time coverage of the fast-growing world of event-based prediction markets.
Prediction markets let people trade on the outcome of real-world events. That includes elections, economic data, and sports, with odds that shift by the minute as new information breaks.
Behind the feed is a dedicated Prediction Markets News Team. They focus on catching the biggest probability swings the moment they happen and reporting on the story behind them. That coverage has been a hit with Benzinga.com readers, and platforms can now build it directly into their own products, whether that’s a movers list, a notification, or a dedicated markets page.
CogniCor
CogniCor, the award-winning intelligence and orchestration platform for RIA firms and other wealth management enterprises, today announced the addition of Shannon Eusey, Chairman and Co-Founder of Beacon Pointe Advisors (“Beacon Pointe”), to its Advisory Board. With a unique focus on unifying disparate data into a seamless intelligence layer that drives high-quality insight and orchestrated action, CogniCor is transforming its Advisory Board with the addition of industry leaders like Eusey to help accelerate the company’s next phase of strategic growth.
An RIA channel leader and wealth management industry trailblazer, Eusey spearheaded the launch and growth of Beacon Pointe Advisors into one of the nation’s largest registered investment advisers, with over $62 billion in total assets under advisement serving private clients, foundations, and retirement plans. She joins CogniCor’s transformed Board to advise on the company’s strategic planning and growth initiatives.
Over her 30-year career, Eusey has been a thought leader who has helped shape the modern wealth management industry. Prior to co-founding Beacon Pointe and building it into a highly successful RIA, she served as Senior Managing Director and Portfolio Manager at Roxbury Capital Management. She is regularly featured in The Wall Street Journal, InvestmentNews, Barron’s, Forbes, Financial Planning Magazine, and other publications, and has received numerous industry recognitions.
Decade
Decade, an AI-native wealth advisory company, announced today it is emerging from stealth with an $85 million seed round backed by Greenoaks, Benchmark and Diffusion – the largest seed funding ever raised for a Latin American startup.
Decade’s ambition drew three global investment firms to back a company in Brazil: two founders with a track record of building the region’s banking infrastructure and a plan to create an entirely new category of financial services. Rather than building another bank, brokerage or investment platform, Decade aims to use artificial intelligence to deliver at scale a level of financial intelligence previously reserved for the wealthiest individuals and the large teams of advisors working on their behalf—laying the foundation for what the company believes will be a new generation of millionaires.
Co-founder and CEO Vitor Olivier joined Nubank as one of its earliest engineers, rising to Chief Technology Officer as the company grew into the world’s largest digital bank, serving more than 100 million customers across Latin America. Co-founder and Head of AI Felipe Meneses, the first Brazilian selected for the Thiel Fellowship, founded Hyperplane, an AI company focused on financial institutions that Nubank later acquired – bringing the two founders together to lead some of the bank’s largest AI initiatives.
Dispatch
Dispatch, the data infrastructure platform that enables the wealth industry to run revenue-critical workflows, today announced the formation of its inaugural Board of Advisors with the appointments of Bob Oros, Rajini Kodialam, Stephen Langlois, and Sachin Shah. The appointments come as Dispatch enters its next phase of growth, adding experienced wealth management and fintech leaders to help guide the company’s rapid expansion. Together, the new board members bring decades of experience building, scaling, and advising category-defining wealth management and financial technology companies, the perfect complement for Dispatch as the company continues expanding the industry’s leading data infrastructure platform.
The appointments come as Dispatch continues to build momentum following the launch of Advisor Transitions earlier this year. Today, the company works with some of the industry’s largest and fastest-growing wealth management firms and has helped customers transition more than $20 billion in client assets. Over the past year, Dispatch has grown its customer base fivefold while increasing the collective assets managed by customers on its platform from approximately $900 billion to more than $9 trillion. This momentum reflects growing demand for technology that enables firms to modernize revenue-critical workflows, automate complex operations, and accelerate advisor growth.
In addition to advisor transitions, the platform powers account opening, client onboarding, and real-time data synchronization, helping firms eliminate manual processes, reduce operational complexity, and create a seamless experience across the advisor lifecycle.
Finster AI
Finster AI, the AI intelligence layer for financial professionals, today announced a strategic investment by UBS Investment Bank as part of Finster’s Series B financing round, alongside FactSet.
The investment relates to the development of AI-native workflows, secure enterprise systems, and trusted data infrastructure to support financial institutions in areas such as research, analysis, and client service.
Finster AI is an AI-native platform designed to support research, analysis, and content workflows across investment banking and asset management. Finster’s intuitive platform uses AI to integrate structured financial data, unstructured content, and institutional knowledge into unified workflows to generate faster, traceable insights, and enhance client engagement.
Flytxt
Flytxt, a leading provider of Enterprise AI solutions for Marketplace Optimisation, today announced that IIFL Capital Services Limited, a full-service investment and wealth management firm, has adopted its award winning AI to strengthen investor engagement and accelerate Assets Under Management (AUM) growth through intelligent investment recommendations.
With over 15 years of AI innovation, Flytxt currently serves more than 80 enterprise customers across 50 countries, helping them transform customer data into actionable intelligence and driving measurable business outcomes.
As investor expectations continue to evolve, financial service providers are under increasing pressure to deliver highly relevant and timely investment guidance. By leveraging Flytxt’s AI platform, IIFL Capital can better understand investor behavior, identify emerging investment opportunities, and engage customers with recommendations aligned to their financial goals and investment preferences.
FMG Suite
FMG Suite (FMG), the leading marketing and growth platform for financial advisors, insurance professionals and enterprises, today announced four additions to its senior team: Christian Short as Senior Vice President of AI Strategy & Operations; Nathan Worthington as Senior Vice President of Customer Success; and Kevin Jurick and Jeremy Kowalski as Strategic Enterprise Account Executives.
These appointments follow FMG’s recent board expansion and reflect the company’s accelerating investment in the next phase of its platform strategy. As broker-dealers, RIAs, wirehouses, insurance organizations and asset managers increasingly deploy FMG on behalf of advisors and agents at scale, the firm is expanding leadership in the areas that matter most to enterprise success: AI strategy and infrastructure, customer success and enterprise sales. Together, these hires strengthen FMG’s ability to help institutions deliver compliant growth, deepen advisor engagement and bring more of the wealth management ecosystem onto the platform.
FusionIQ
FusionIQ, a leading provider of cloud-native digital wealth management technology, today announced a strategic partnership with IQvestment, its affiliated registered investment advisor (RIA) and Regen, a financial technology company focused on helping users build savings through sports gaming activity.
Together, the firms are launching a first-of-its-kind embedded wealth solution that enables users to automatically save and invest as a natural result of their sports gaming activity—bridging the gap between entertainment, financial wellness, and long-term investing.
The partnership introduces a new model for engaging next-generation investors by embedding financial services directly into everyday consumer moments, while maintaining institutional-grade infrastructure, compliance, and asset protection.
Haven Tower
Haven Tower Group LLC (“Haven Tower”), the leading full-service strategic communications firm focused exclusively on the wealth management space, today announced the appointment of Stephen Langlois to its Board of Advisors. The addition of Mr. Langlois, a highly accomplished wealth management and wealthtech leader, further strengthens the unparalleled industry expertise, strategic relationships and unique insights represented across Haven Tower’s Board.
An award-winning full-service agency, Haven Tower delivers public relations, marketing communications, crisis and transactional communications, as well as brand strategy services, to a national client base encompassing the country’s fastest-growing and most successful RIA, dual-registrant and wealthtech enterprises.
Widely recognized for its brand elevation programs that help clients accelerate growth and expand market influence, Haven Tower is a Strategic Partner Firm of Ascentix Partners, the leading strategy and M&A consultancy for the wealth management space.
IQExit
IQExit appointed former Schwab, Fidelity and Ameriprise executive Glenn Flego to its board of directors.
Glenn Flego has spent his career helping financial institutions anticipate change and build innovative capabilities that have shaped how financial advisors serve clients. His work has spanned some of the industry’s most influential firms. He joined the original team that developed Charles Schwab’s RIA custodial platform, now Schwab Institutional, helped establish Fidelity’s RIA brokerage and custody offering, and helped relaunch Raymond James’ RIA business. Most recently, he led more than 200 offices for Ameriprise Financial. Today, he advises financial institutions and fintech companies on growth strategy, advisor platforms, and emerging technologies.
Flego said he was drawn to IQExit’s leadership, vision and focus on solving a longstanding industry challenge.
MissionSquare
MissionSquare announced today the launch of a new personal wealth management offering, marking a strategic expansion of the firm’s services to help meet the evolving financial needs of individuals and their families. This evolution reinforces MissionSquare’s commitment to delivering comprehensive retirement planning and personal wealth management solutions to support customers at every stage of their financial journey.
Through this launch, MissionSquare is introducing a broad range of investment options and digital solutions available to all individuals through the firm’s newly redesigned corporate website, MissionSquare.com. Specifically, these include MissionSquare Brokerage Account, offering flexible investment options, such as individual retirement accounts (IRAs) and taxable accounts, providing opportunities to help individuals take charge of their short- and long-term financial goals; and MissionSquare Digital Adviser, a robo-adviser, supporting IRAs and taxable, nonqualified investment accounts. MissionSquare Investments will construct the strategies within Digital Adviser using industry-leading investment companies, aligned with an individual’s investment objectives, financial portfolio, and risk tolerance.
To lead this initiative, MissionSquare has appointed Shannon Hogendorn, head of wealth management, as president of its rebranded broker-dealer subsidiary, MissionSquare Wealth Management. To support its growth and expansion into this space, the firm continues to strengthen its team with deep capabilities in retirement and personal wealth management. MissionSquare Wealth Management is collaborating with Apex Fintech Solutions to leverage Apex’s Ascend Investor product for self-directed and robo-investing. Through the relationship, Apex will deliver the underlying infrastructure to support secure trade execution and asset custody through its subsidiary Apex Clearing Corporation.
OptionsMetrics
OptionMetrics, the leading options data and analytics provider for institutional investors and academic researchers worldwide, and Equality Asset Management (EAM), a Boston-based growth equity firm, announce a partnership to accelerate OptionMetrics’ product development and market expansion. Terms of the transaction were not disclosed.
EAM partners with founder-led software and technology companies that hold category-leading positions in their markets. Its investment gives OptionMetrics additional resources to reach new customer segments, continue to deepen coverage across global markets, and deliver new capabilities to the market faster.
Founded in 1999, OptionMetrics built the gold standard in historical options data. Portfolio managers, traders, quantitative researchers, institutional investors, hedge fund managers and academics worldwide rely on its IvyDB databases and analytics to construct and test investment strategies, conduct empirical research, and assess risk. In recent years, the company expanded its product portfolio with Woodseer Global Dividend Forecast Data and OptionStrat for retail investors.
Orion
Orion announced today that fractional share trading is now available for advisors who custody with Schwab Advisor Services, delivered through Orion’s next-generation trading and rebalancing platform and its order management system (OMS). Advisors can now implement client models to the dollar — rather than rounding to whole shares — reducing uninvested cash and putting more of every portfolio to work.
Because fractional shares run through the same Orion workflow advisors already use, Orion Advisor Tech clients who custody with Schwab were able to begin trading them as soon as the capability became available last month — with no separate tools or manual workarounds.
Savvy Advisors
Savvy Advisors Inc., a federally registered investment advisor (RIA) affiliated with Savvy Wealth, Inc. (“Savvy”), today announced the addition of Blue Barn Wealth (“Blue Barn”) and Paragon Private Wealth Management (“Paragon”) to its growing network of independent advisors. Together, the two firms bring approximately $550 million in combined assets under management (AUM) to the platform. The additions come amid rapid growth for Savvy, which has brought on over $4 billion in recruited assets in 2026 alone and now holds more than $8 billion in total AUM, a 4x increase year-over-year. Blue Barn Wealth and Paragon reinforce Savvy’s reputation as the destination for independent advisors who want AI-native technology and dedicated operational support without sacrificing their brand, their clients, or their time.
Blue Barn Wealth, headquartered in Orem, Utah, manages approximately $300 million in AUM and serves more than 220 client households and multiple 401(k) plans across the United States and internationally. The firm, which traces its roots to 1994 and was merged under its current ownership by Jeff Brimhall, PhD, CFP®, CFA, in 2017, provides comprehensive wealth management services, including tax planning, retirement planning, charitable giving strategies, estate planning coordination and alternative investments specialization. Blue Barn works with individuals and families seeking to align their financial decisions with their broader goals and values through a planning-focused approach to wealth management. Additionally, Blue Barn services 401(k) plans for several companies. For Blue Barn, joining Savvy reflected a deliberate choice to spend more time on clients and less on the operational demands that come with running an independent firm.
Based in Franklin, Tennessee, Paragon manages approximately $250 million in assets and serves affluent individuals, families and entrepreneurs nationwide. Founded by Allen Buckley, CFP®, the firm provides integrated wealth management through investment management, financial planning, tax planning and tax preparation services. Paragon works primarily with business owners and professionals, including attorneys, physicians, dentists and other practice owners. Buckley began his career in financial services in 2003, focusing initially on retirement planning for educators and healthcare professionals before transitioning to the independent RIA model in 2009.
Snap Projections
Canadian Financial Advisors have long known that better outcomes exist for their clients. Finding them efficiently, however, has been a different matter. Snap Projections, a financial planning software platform built for Canadian Advisors, Planners, and Investment Managers, has released its latest feature, Automated Financial Recommendations, designed to identify and apply optimization strategies in real time.
Until now, determining the optimal combination of CPP start age, OAS timing, TFSA contribution strategy, taxable income targeting, and asset withdrawal or contribution order meant running scenarios manually, one variable at a time. For Advisors managing full client books, that process rarely fits inside a client meeting.
The feature evaluates interconnected financial decisions together in a single analysis to identify optimized financial strategies. Recommended strategies can be applied to a client’s projection with a single click. The feature consistently reduces projected lifetime taxes, creates room for higher retirement spending and improves projected estate outcomes across a broad range of scenarios. It delivers results in minutes or even seconds in some cases, depending on the complexity of the plan.
SoFi
CAZ Investments (“CAZ”), a leading Houston-based alternative investment firm, today announced that investors utilizing the SoFi Invest® platform can now invest in two CAZ funds, providing streamlined, cost-efficient access to diversified private-market assets.
The collaboration advances CAZ’s longstanding mission to broaden access to investment opportunities that have historically been available primarily to institutions and ultra-high-net-worth investors. Through SoFi Invest, individual “do-it-yourself” investors can now incorporate professionally managed private-market strategies into their portfolios through a familiar digital platform.
The CAZ funds available through SoFi Invest provide exposure to differentiated investment themes shaping the global economy. These include ownership interests in leading alternative asset management firms through GP stakes; professional sports franchises; the infrastructure and energy required to power artificial intelligence, robotics, and rising global electricity demand; and the modernization of the space and defense industries.
Trading Technologies
Trading Technologies International, Inc. (TT), a global capital markets technology provider, announced today the appointment of Sal Lombardi as Chief Financial Officer (CFO). Lombardi has more than 25 years of experience leading finance across multiple industries, including fintech, enterprise software and logistics technology.
Lombardi joins TT after serving as CFO of Auctane, now operating as ShipStation Global, the leading intelligent logistics platform powering millions of businesses and billions of shipments annually. Prior to that role, he served as CFO for C1, a solutions-based technology company specializing in AI-powered security, infrastructure and communications. Previously, Lombardi held various senior leadership positions at cxLoyalty over a period of 20 years.
Webull
Webull (NASDAQ: BULL), a leading online investment platform, today announced significant expansions to its AI-powered investing ecosystem, including native connectors for ChatGPT, Claude and Grok, the launch of Webull Command Line Interface (“CLI”), and an enhanced suite of Webull Model Context Protocol (“MCP”) skills. The announcement builds upon Webull’s recently launched MCP server, which enables investors to interact with Webull’s OpenAPI, market intelligence, account insights, and research tools using natural-language AI prompts.
Together, these innovations enable investors, developers, and AI agents to access Webull’s market data, account services, investment research, and developer tools through conversational AI interfaces, automation tools, and developer workflows.
Webull’s new native app connectors allow users to securely connect their accounts directly to ChatGPT, Claude and Grok, enabling natural-language access to account information, market data, investment research, portfolios, watchlists, and order activity.
Zocks
VestGen Wealth Partners, LLC (VestGen), the wealth management firm revolutionizing the industry by solving for advisor succession while providing dedicated client service across generations, announced today it has expanded its partnership with Zocks, the privacy-first AI platform for financial advisors. In addition to using Zocks’ AI tools to automate administrative and operational tasks, VestGen advisors can now leverage the tools within the firm’s larger ecosystem to drive AI-enabled organic growth.
Over the past year, VestGen advisors have leveraged Zocks to build efficiencies, increase organic growth and enhance the client experience. The current set of AI tools captures meeting notes and structures client data while integrating directly with Salesforce, eMoney and Orion, creating a more seamless advisor workflow and improving data consistency across VestGen’s systems. The expansion of the relationship extends the firm’s unique organic growth program to further automate key tasks and provide high-quality, data-informed insights regarding potential clients and growth opportunities for current VestGen clients.
Zocks’ AI Assistant for financial advisors saves them more than 10 hours a week by automating various administrative tasks, drafting tailored client emails, processing documents and more. With powerful integrations and enterprise-ready controls, Zocks turns client conversations into structured, accurate data and insights. The platform also provides management with firm-wide visibility into client intelligence to help identify trends, spot bottlenecks, and scale best practices.
