FINTECH VIEWS: Driving “tru” Transformational Growth for Independent RIAs

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The constant search for size and scale among independent wealth management enterprises has some financial advisors questioning whether bigger is indeed better – especially...

FINTECH VIEWS: Fighting the Good Fight – Q&A with Cambridge’s Larry Casey

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The wealth management industry continues to invest in sophisticated tools, practices and policies to protect clients from data breaches and other security threats. The...

FINTECH VIEWS: Prudential’s Bold New Digital Push – Hispanic Market Campaign Goes High-Tech

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In a world where digital innovation drives engagement, Prudential Financial, Inc. (NYSE: PRU) has unveiled its new Hispanic Market Campaign, a tech-forward initiative designed...

FINTECH VIEWS: Six Things to Know About Advisor Transitions – An Interview with Grier...

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By Billy Hopkins At Silver Oak, we’re no strangers to the advisor transition process; in fact, we’ve made it a cornerstone of our business to...

FINTECH VIEWS Q&A: TradingBlock Founder and CEO on Serving a Spectrum of Traders

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Founded in 2003 by Chicago Board of Options Exchange (Cboe) alum Jere Wickert, TradingBlock began as a broker-dealer and has evolved over the years...

FINTECH VIEWS: Vestmark Partners with BlackRock to Enhance Custom Model Portfolio Offerings: Q&A

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Financial advisors spend countless hours trying to customize investment portfolios for their clients. Despite their best efforts, they feel overwhelmed by the sheer volume...

FINTECH VIEWS: What Does WealthTech M&A Really Mean for Financial Advisors?

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By Reed Colley Remember Nokia? Maybe not, but once upon a time Nokia was one of the most innovative mobile phone companies in the world. Nokia was,...

FINTECH VIEWS: How Highly Successful Advisors Drive Organic Growth

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By: Penny Phillips, President, Partner, Journey Strategic Wealth How many times have we heard that advisors aren’t growing? Year in and year out we hear the...

FINTECH VIEWS: Alignment of Tech, Platforms and People

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This past May, we reported that Sanctuary Wealth had acquired tru Independence, creating a combined enterprise supporting approximately 120 independent wealth management firms managing...

FINTECH VIEWS: Four Keys to Succession Planning for Family Businesses

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By Joseph N. Filosa, CFP® Financial Advisor, Principal, Opal Wealth Advisors Recent research from PwC indicates that nearly two-thirds of family businesses don’t have a...