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FINTECH VIEWS: Securing Cyberspace: How Advisory Firms Can Combat Vulnerabilities

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As the July 2024 CrowdStrike outage reinforced, cyber incidents can be devastating whether they originate with a bad actor or not. That’s why, across...

FINTECH VIEWS: How Highly Successful Advisors Drive Organic Growth

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By: Penny Phillips, President, Partner, Journey Strategic Wealth How many times have we heard that advisors aren’t growing? Year in and year out we hear the...

FINTECH VIEWS: Technology’s Role in Yielding Retirement Income That Lasts

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The demographics are telling: More Americans are turning 65 in 2024 than ever before. The precipitous decline in defined benefit programs, recent economic uncertainty...

FINTECH VIEWS: Alignment of Tech, Platforms and People

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This past May, we reported that Sanctuary Wealth had acquired tru Independence, creating a combined enterprise supporting approximately 120 independent wealth management firms managing...

FINTECH VIEWS: Four Keys to Succession Planning for Family Businesses

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By Joseph N. Filosa, CFP® Financial Advisor, Principal, Opal Wealth Advisors Recent research from PwC indicates that nearly two-thirds of family businesses don’t have a...

FINTECH VIEWS: Active SEC Driving the Regtech Boom

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Banks and other financial institutions have long been some of the most highly regulated businesses in the world. Yet, if it seems like the...

FINTECH VIEWS: Artificial Intelligence is Transforming Wealth and Asset Management

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By John Sweeney, President, AlphaTrAI “The companies that succeed … will be those that most effectively use AI.   If you’re making maximum use of AI,...

FINTECH VIEWS: If You Think You’re Protected From Cyber Attacks…Think Again

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According to the U.S. Internet Crime Complaint Center, cybercrime results in more than $12 billion per year in damages in America alone. The finance...

FINTECH VIEWS: Leadership 101 – Is Mastery of Digital Solutions a Prerequisite?

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Empowering others to succeed is the essence of leadership. For asset managers and investment professionals in—or near—the C-suite at their firms, this mandate extends...

FINTECH VIEWS: Could Risk Tolerance Technology Be the Key to Stronger Client Relationships?

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Prominent industry juggernauts are bringing risk tolerance squarely into the financial planning conversation from its prior position as a compliance afterthought.