Talking Technology for Mid-Sized Firms with Trilogy Financial
The evolution of the wealth management industry is being driven by factors ranging from rapid firm consolidation and shifting demographics to elevated client expectations...
FINTECH VIEWS: How Tech Stacks Can Encourage Bank-Based Advisors to Go Independent
Across major cities from coast to coast, there’s a rising wave of bank-based financial advisors exploring independence. With decades of experience under their belt,...
DWN Roundtable: Technology’s Role in the RIA Valuation Equation
Within the RIA industry, buyer demand remains robust, with 2025 M&A already exceeding all of 2024’s record pace. Today’s RIA valuations remain healthy, while...
FINTECH VIEWS: Inside Stifel’s Push to Tech-Enable the Next Generation of Independent Advisors
At a time when AI and digital platforms are rewriting the rules of wealth management, Stifel Independent Advisors is trying to make sure financial...
FINTECH VIEWS: Continuous Supervision and the End of Reactive Compliance
By Sandra Murray, Account Manager, The Sycamore Company
Against the backdrop of whirlwind financial markets, surging regulatory scrutiny, and a colossal digital transformation, supervision and...
AI and Finance Converge in Bozeman: Highlights from the Big Sky AI Forum 2025
Against the stunning autumn backdrop of Bozeman, Montana, industry leaders gathered for two immersive days of dialogue, discovery, and forward-looking insight at the Big...
FINTECH VIEWS: Investment Management for RIAs, Family Offices
Challenges abound for the modern RIA or family office grappling with rising client expectations. With consumer-facing technology available at investors’ fingertips, today’s financial advisors...
FINTECH VIEWS: Cambridge Puts Industry’s First Fully Agentic-AI-Driven Account Opening Tool to Work
With wealth management firms racing to capture AI-driven productivity and efficiency gains, Cambridge Investment Research is touting an industry first: the implementation of an...
FINTECH VIEWS: No Longer in the Back of the Room
In the discussion of emerging technology and widespread use of artificial intelligence, there seems to be an assumption that back-office employees will soon be...
FINTECH VIEWS: ChatGPT 5.0 – What It Means for Fintech & WealthTech
Last Thursday evening, I logged into ChatGPT expecting my usual session—but instead, a major new update appeared: version 5.0. My curiosity kicked in, and...