Prospera Financial Services Develops New Planning Program with Firm Paraplanner Support
Independent broker-dealer Prospera Financial Services recently announced it launched a new comprehensive financial planning service to help affiliated advisors best utilize Prospera paraplanner support to...
Essential Edge and RegEd Partner to Deliver “End-To-End Outsourced Solution” for Branch Exams
Third-party outsourced compliance services provider Essential Edge and RegEd, which delivers compliance solutions to financial services firms, have launched a partnership to deliver “an end-to-end...
Docupace’s PreciseFP Integrates with AI Notetaker Designed for Financial Planning
A new integration between PreciseFP, the data-gathering workhorse owned by wealthtech provide Docupace, and FinMate AI, an AI assistant built by former financial advisors,...
Tech Vet J.T. Petrilli Joins Docupace as Head of Mergers & Acquisitions
Docupace, the back-office operations service provider, has appointed J.T. Petrilli as head of mergers & acquisitions. According to the company release, Petrilli will report...
Caprock Impact Reporting Tech Transfers to BlueMark
Caprock, a Boise, Idaho-based multi-family office RIA serving ultra-high-net-worth clients, and BlueMark, a New York-based independent provider of impact verification and intelligence for the...
World Investment Advisors Launches WorldMAP Investment Management Platform
World Investment Advisors, a network of more than 350 advisors across the U.S., recently launched World Managed Account Platform, known as WorldMAP, a new...
Cambridge Investment Research Appoints Industry Veteran Sean Van Moorleghem its New Chief Technology Officer
Cambridge Investment Research has expanded its executive team with the addition of Sean Van Moorleghem as Executive Vice President and Chief Technology Officer. Bringing two decades...
Customizable Dashboards and Mobile-First : TradingBlock Rolls Out Online Trading Platform
For years, retail traders have had to make a choice: either stick with user-friendly platforms that limit access to professional-grade tools or graduate to...
Docupace Promotes Elizabeth Pavlik to Chief Product Officer
In a move aimed at accelerating product innovation, Docupace, a leader in back-office automation for wealth management, has announced Elizabeth Pavlik’s promotion to Chief...
Sycamore Launches Surveillance Platform to Support Broker-Dealers in Monitoring Advisor Activity
Third-party wealthtech provider The Sycamore Company has introduced a surveillance platform designed to help broker-dealers mitigate risk by elevating their ability to surveil, detect...