71 West Capital Partners Launches As Independent Ria Leaving UBS
The democratization of technology and the proliferation of innovative plug-and-play third-party tools continue to drive entrepreneurial advisors away from the wirehouse model toward independence.
The...
Docupace’s PreciseFP Gets an AI Upgrade
Financial advisors spend too many hours wrangling forms, client data and compliance paperwork, and not actually advising. At least, that’s what PreciseFP, the client...
Trilogy Expands Leadership Team, Hires Amy Kane as Head of Wealth Planning
Trilogy Financial Services, the $4-billion hybrid RIA out of Irvine, California, has hired Amy Kane, a 25-year industry veteran, to fill the newly created...
Sowell Management Expands OCIO Platform with Exclusive Rayliant Partnership
Sowell Management, the Arkansas-based RIA, announced an exclusive partnership with Rayliant, a global asset management firm, to expand its Outsourced Chief Investment Officer platform....
Prudential Goes Big: Two Financial Advisor Offices Open in Manhattan and New Jersey
Two is better than one. Prudential Advisors is doubling down on modern workspaces, unveiling two new offices, an 8,700-square-foot Midtown Manhattan hub and a...
Compliance Expert Sander Ressler Launches ArbitrationIQ
Sander Ressler, known for his compliance and regulatory authority experience, has launched ArbitrationIQ to offer expert testimony to attorneys and regulators involved in dispute...
New White Paper Explores Why Outsourcing Compliance Responsibilities Is Gaining Traction in Wealth Management
Wealth management firms are increasingly leveraging the resources and expertise of third-party service providers to fulfill their compliance oversight functions, according to a new...
TradingBlock Taps Network Veteran Dave Gustafson to Enhance Trading Infrastructure
Chicago-based online broker TradingBlock announced this week that Dave Gustafson, a seasoned technology executive with more than 25 years of experience, has joined the...
World Investment Advisors Taps Bill Altman20-Year IT Leader, as Head of Technology Strategy
World Investment Advisors, the Santa Barbara, California-based advisory firm, announced that technology veteran Bill Altman has joined the firm as Head of Technology Strategy.
Altman...
Docupace’s AI Play: Digital Teammates to Fix Wealth Management’s $50 Billion Problem
Wealth management is drowning in paperwork. Ask any financial advisor and you’ll hear the same story: more time chasing down forms than building portfolios...