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FINTECH VIEWS: Alignment of Tech, Platforms and People

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This past May, we reported that Sanctuary Wealth had acquired tru Independence, creating a combined enterprise supporting approximately 120 independent wealth management firms managing...

Top 5 VC Deals of the Week in Fintech (8/5/24)

AI in flavors to suit everyone's taste... Enterprise AI, genAI, Cognition AI, and whatever flavor of AI you prefer are out there...

FINTECH VIEWS: Four Keys to Succession Planning for Family Businesses

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By Joseph N. Filosa, CFP® Financial Advisor, Principal, Opal Wealth Advisors Recent research from PwC indicates that nearly two-thirds of family businesses don’t have a...

FINTECH VIEWS: Active SEC Driving the Regtech Boom

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Banks and other financial institutions have long been some of the most highly regulated businesses in the world. Yet, if it seems like the...

Top 5 VC Deals of the Week in Fintech (7/29/24)

A High Bar... As Q2 2024 VC funding reports compile, one thing remains clear: the funding outlook and deal closings remain unchanged....

Top 5 VC Deals of the Week in Fintech (7/22/24)

A Hot mess The headlines about failure on MS systems (with 'flare') keep coming. Worldwide outages are exposing issues with software updates....

FINTECH VIEWS: Artificial Intelligence is Transforming Wealth and Asset Management

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By John Sweeney, President, AlphaTrAI “The companies that succeed … will be those that most effectively use AI.   If you’re making maximum use of AI,...

FINTECH VIEWS: If You Think You’re Protected From Cyber Attacks…Think Again

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According to the U.S. Internet Crime Complaint Center, cybercrime results in more than $12 billion per year in damages in America alone. The finance...

Top 5 VC Deals of the Week in Fintech (7/15/24)

B.C., A.D., AI? In historical dating, keeping track of significant events on the evolutionary timeline has for centuries fallen into two categories:...

FINTECH VIEWS: Leadership 101 – Is Mastery of Digital Solutions a Prerequisite?

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Empowering others to succeed is the essence of leadership. For asset managers and investment professionals in—or near—the C-suite at their firms, this mandate extends...