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Refinitiv Lipper Reports $1 Trillion Gain in Equity Funds in 3rd Quarter of 2020

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Fintech and data firm Refinitiv (through it's Refinitiv Lipper division) has just released the results of a Q3|20 report noting that AUM in exchange-traded products and mutual funds rose $1.024 trillion.

Goldman Sachs Open Sources its Data Modeling Platform through FINOS

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The Fintech Open Source Foundation (“FINOS”), together with platinum member Goldman Sachs (NYSE: GS), today announced the launch of Legend, Goldman’s flagship data management and data governance platform.

FundThrough Secures $50M Investment to Help Small Businesses Solve Their No. 1 Concern: Cash...

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Toronto, Canada – FundThrough, a fintech company that helps small businesses optimize cash flow using their outstanding customer...

Advisor Domain: Lessons from the Morgan Stanley Recycling Debacle

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Last week, the Treasury Department announced it was fining Morgan Stanley $60 million over mishandled data center decommissioning back in 2016. The agency said several Morgan Stanley hardware assets still contained customer data after these retired assets reached a recycling station.

Publisher Notes (10/14/20)

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Happy Wednesday from Digital Wealth News™ ! Greetings from ATL and hoping...

The Grail With Keith Gregg

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It is easy to set up a business, but to maintain the consistency and to be qui vive of financial hardship is much looked down upon. It is understandable that business owner might find it difficult to take care of business single handedly, that’s why Chalice Network was born...

Publisher Notes (10/8/20)

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This week we begin with a new post from our Editorial Direct Garrett Baldwin for his weekly cybersecurity series, pointing out that cybercrime is actually a business model and advisors need to make sure third party vendors have vigorous defense mechanisms in place to protect their own clients and their assets...

Advisor Domain: Heed the Warning, Don’t Be a Statistic

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Garrett Baldwin's Weekly Take on Cybersecurity in Wealth Management

Advisor Domain: Once More Unto the Cybersecurity Breach

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A weekly update on cybersecurity trends in the wealth management space. We explore the client-adviser relationship over a cybersecurity breach.

Apex Clearing – A Disciplined Approach to Safety, Security and Stability

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For a lot of clearing firms, risk management is nothing more than a bullet on a list of offerings. For us,...