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REGTECH CORNER: ComplySci’s Amy Kadomatsu on Tech-Driven Employee Compliance Software
ComplySci’s first quarter financial performance this year represented a “high water mark” of earnings growth for the firm, which has already been generating robust expansion for the past several years.
K1 Makes $120 Million Growth Investment in ComplySci
Regtech companies with proven products and seasoned leadership teams are well-positioned for further growth, if the latest deal between K1 Investment Management and ComplySci is indicative of what’s ahead in the fintech space.
New Thomson Reuters Marketplace Selects iComplyKYC as a Digital Identity and KYC Partner
iComply Investor Services (“iComply”), a global compliance software provider, is announcing that the company has partnered with Thomson Reuters to distribute its iComplyKYC platform through the Thomson Reuters Marketplace.
MARTECH MINUTES: How Banks Can Meet the CRA Rule For Financial Literacy
In the ever-evolving world of finance, developing regulations and standards set by various legislative acts has become a norm for financial institutions and banks.
AI REGS & RISK: Insights into AI Regulations and Risks from the BIG SKY...
By Greg Woolf, AI RegRisk Think Tank
Navigating the Regulatory Maze of AI in Wealth Management
The recent BIG SKY AI Conference brought together industry leaders...
FINTECH VIEWS: Fighting the Good Fight – Q&A with Cambridge’s Larry Casey
The wealth management industry continues to invest in sophisticated tools, practices and policies to protect clients from data breaches and other security threats. The...
DWN’s Al and Ivy (AI) Podcast, Episode 2 – Discussing TARIFFS
DWN's new podcast series with hosts, Al and Ivy (AI), presents the most topical subject of the week and discusses it in an easy...
MARTECH MINUTES: AI-Generated Images-Potential Implications for Wealth Organizations
As artificial intelligence continues to evolve, so does its potential for generating images, creating implications for many industries, including wealth organizations.
FINTECH VIEWS: How RIAs Are Meeting Fiduciary Standards in A Complex Digital World
It’s been 20 years since former U.S. President George W. Bush signed legislation to declare October as Cybersecurity Awareness Month. The goal was to raise awareness surrounding...
The Week in Digital Wealth (10/15/24)
New solutions continued to emerge in tandem with partnerships. Election concerns did little to calm fever-pitch activity. Regulators took a proactive approach.
Headlines to take...