REGTECH CORNER: ComplySci’s Amy Kadomatsu on Tech-Driven Employee Compliance Software
ComplySci’s first quarter financial performance this year represented a “high water mark” of earnings growth for the firm, which has already been generating robust expansion for the past several years.
RegTech Stakes Rise as FINRA Intensifies Options Trading Scrutiny
In June, Gary Gensler, Chairman of the Securities & Exchange Commission (SEC), discussed his heightened interest in oversight of options trading, an activity that has continued to increase across the financial markets over the past 16 months in particular.
Applications Open for the Second Cohort of The Founders Arena WealthTech Accelerator
By Pamela Cytron, President, The Founders Arena
January 22, 2024
As 2024 kicks into high gear, I’m excited to share the news that The Founders Arena...
Entoro Capital Announces Strategic Relationship with FLX Distribution
Entoro Capital (Entoro), a technology-enabled global
investment bank, announced today that it has entered into a strategic relationship with FLX Distribution (FLX)...
Taking a Leap: A Tech-Driven Liquidity Solution for Homeowners
The recent interest rate hikes from the Federal Reserve have driven the cost of traditional mortgages up significantly,...
Smarsh Taps Kim Crawford Goodman as New CEO
Smarsh has a new CEO, with the digital archiving and capture firm announcing Thursday that it appointed Kim Crawford Goodman to the role. She replaces Brian Cramer, who will transition to the company's board of directors.
BITRIA, 3iQ and Gemini Collaborate to Launch New Crypto SMA Solutions for U.S. Investors
Capitalizing on the surging demand among high net worth investors for access to more sophisticated cryptocurrency asset management solutions, 3iQ Digital Assets, the U.S. subsidiary of Canada’s largest digital asset manager, launched a new digital asset separately managed account (SMA) and model portfolio solution, called Q-MAP.
Orion’s New User Interface Reimagines Advisor Experience
A core goal of the new interface was to provide users with more flexibility and options for personalization. To support this, advisors will be able to build their own home-screen experience...
In One Word: Impact
Jim Henson, Dr. Martin Luther King, Steve Jobs, Rosa Parks, Amelia Earhart, Walt Disney, Jackie Robinson – all luminaries, all visionaries, all dreamers…
Advisor Group Enhances Cybersecurity Preparedness with Appointment of New CISO
Cybersecurity is a critical function at any wealth management firm, and at a firm as large as Advisor Group, with six subsidiary firms and well over 10,000 financial advisors nationwide, protecting sensitive or confidential data is no small task.