regulator - search results

While the “Rule of Three” isn’t enshrined in any regulatory code or compliance protocol, it is a fitting construct for discussions of regtech in the private equity space today. Without question, the private equity space comes with a highly dynamic regulatory and legal environment, and this drives the kinds of technology solutions needed to address a constantly changing ecosystem.

CalTier, a disruptive fintech investment platform launched a crowd-funded investment raise, harnessing  some of the very regulations it uses to bring investment opportunities to the masses to raise funds itself.

By Gregory Bilecki TWIDW 5/9/22: Fed News & Market Impacts, SEC adds staff responsible for...

Big money flowing into fintech this week, but the top deals are smaller. And by "smaller" we...

DWealth Muse is a podcast series on Digital Wealth News that bridges the knowledge gap between conventional and...

Cryptocurrency is volatile by virtue of its design—it trades everywhere, around the clock, with millions of participants—and it’s novelty--it’s only been around for around 14 years.

DWealth Muse is a podcast series on Digital Wealth News that bridges the knowledge gap between conventional and...

With markets, politics, and social media in an ABSOLUTE UPROAR and bombarding us constantly, doesn't it help to know that Digital Wealth News is here to simply - and calmly - provide you with cutting edge thought leadership, industry news and trends, period?  We've got more of that here this week for you!  READ UP!

Today, there is an ongoing scramble among global powers to understand cryptocurrencies and use them—and their underlying blockchain and distributed ledger technologies—for their own benefit.

ComplySci, the rapidly expanding provider of regulatory technology and compliance tools for the financial services sector, published its...