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ComplySci Acquires NRS to Meet Venture Capital, Private Equity RegTech Needs

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Regulatory technology and compliance solutions provider for the financial services sector, ComplySci, acquired National Regulatory Services (NRS) in a transaction announced on October 21.
Press Release 1

ComplySci Acquires NRS, An Advanced Provider Of Compliance And Regulatory Consulting, Education And Technology...

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ComplySci (the “Company”), an established provider of regulatory technology and compliance solutions for the financial services sector, today announced the commencement of its M&A growth strategy, starting with the acquisition of National Regulatory Services (NRS), an advanced provider of compliance consulting services and technology solutions for investment advisers, broker-dealers, hedge funds, private equity firms, insurers and other financial services firms.

Annual Investment Adviser Industry Snapshot (Snapshot) Highlights Sector’s Growth and Resilience

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A recently published study of the fiduciary adviser industry, the 2023 Investment Adviser Industry Snapshot (Snapshot), shows continuing strength in the space, despite – or perhaps...

COMPLY C-Suite Appointments Support Continued Integration

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COMPLY, a New York-based provider of compliance software, consulting and education resources for the financial services sector comprised of ComplySci, RIA in a Box,...
NEWS BRIEF 4

ComplySci and Apex Enter Partnership

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The New York-based and K1-backed provider of regulatory technology and compliance for the financial services sector, ComplySci, announced an exclusive partnership with the Peak...
news brief 1

ComplySci Publishes 2022 CCO Playbook

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ComplySci, the rapidly expanding provider of regulatory technology and compliance tools for the financial services sector, published its...
NEWS BRIEF 3 Industry

ComplySci Acquires Illumis, Premier Technology Provider To Financial Services Firms And Aggregator Of Political...

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ComplySci (the “Company”), the leading provider of regulatory technology and compliance solutions for the financial services sector, announced today that it has acquired illumis Inc., a premier data aggregator and technology provider whose solutions are used by financial services firms to identify and mitigate risk from employee political contributions.

Publisher Notes For 11/2/21

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Greetings Fintech Friends! This week we explore the coming "interGENDERational wealth transfer", review the very real difference between Bitcoin futures ETFs and pure Bitcoin and report on yet another mega crypto funding round .... plus one more item on a personal note. Happy Anniversary this week to my partner in DWN and love of my lifetimes - Bill Taylor. So infinitely blessed!

Publisher Notes For 10/26/21

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Greetings Fintech Friends! This week we explore the Budget Reconciliation Bill and its impact on American prosperity, delve into Mastercard's major new leap into crypto and report on a $900M funding round for a Berlin-based mobile banking app plus more. Read up! Cindy Taylor, Publisher
Press Release 2

New Thomson Reuters Marketplace Selects iComplyKYC as a Digital Identity and KYC Partner

iComply Investor Services (“iComply”), a global compliance software provider, is announcing that the company has partnered with Thomson Reuters to distribute its iComplyKYC platform through the Thomson Reuters Marketplace.