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NEWS BRIEF 3 Industry

Private Equity-Backed ComplySci Continues Expansion of Board of Directors with Former US Treasury Official...

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The financial regulatory technology and compliance solutions provider, ComplySci, added David Eisner, a former senior U.S. Treasury official and Sari Granat, senior legal and compliance executive with IHS Markit, to its Board of Directors, the company announced in a press release.

Publisher Notes For 9/8/21

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Greetings, Fintech Friends! We hope you had a wonderful Labor Day weekend! As summer draws to a close, we look back at the season's top VC deals, biggest news in the advisor tech and digital wealth sectors, plus more. Read up!

Publisher Notes For 8/10/21

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Greetings, Fintech Friends! This week we review the current (and lingering) demise of gold, learn about the Tezos blockchain and what it means for the future of DeFi and chat with wealthtech CEO Helen Yang of Andes Wealth Technologies plus more!

Advisor Tech Talk (8/10/21)

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The dog days of summer are winding down, but the wealthtech market segment is just starting to heat up. Let’s dive in and visit news in the sector for the week of 8/10/21.

K1 Makes $120 Million Growth Investment in ComplySci

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Regtech companies with proven products and seasoned leadership teams are well-positioned for further growth, if the latest deal between K1 Investment Management and ComplySci is indicative of what’s ahead in the fintech space.

Publisher Notes For 5/19/21

Friends, today we have a new podcast with guest Eric Satz of AltoIRA, fresh off a capital raise with some big players and here to discuss SDIRAs, we delve into the brilliant technology used to crack the Colonial pipeline hack and hear about the latest news and VC deals in the digital wealth sector here. Read up!

Wealthtech Marketplace for Advisors

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The following list of wealthtech resources for advisors is referenced from a prior Michael Kitces Financial Advisor Fintech...

Financial Advisor Digital Marketing in a Post-Pandemic World

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While it’s hard to predict with certainty when COVID-19 will be in the rearview mirror, the end does seem to be in sight as firms, industry associations and advisors are all starting to contemplate holding certain events and meetings on an in-person basis, commencing in the closing quarters of this year.

How ETF Innovation And Mainstreaming Of Fintech Converged Last Week

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The development and maturation of fintech continues to accelerate, but it was a particularly eventful week in the universe of fintech-related ETFs and funds.

Advisor Group Expands Financial Professionals’ Ability To Create, Customize And Execute Targeted Marketing Campaigns...

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Advisor Group, the nation’s largest network of independent wealth management firms, today announced the launch of significant enhancements to MyCMO