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While the “Rule of Three” isn’t enshrined in any regulatory code or compliance protocol, it is a fitting construct for discussions of regtech in the private equity space today. Without question, the private equity space comes with a highly dynamic regulatory and legal environment, and this drives the kinds of technology solutions needed to address a constantly changing ecosystem.

LaSalle St., a Chicago-based group of wealth management firms, introduced its new Technology Learning Center earlier this week....

By Gregory Bilecki TWIDW 5/9/22: Fed News & Market Impacts, SEC adds staff responsible for...

ComplySci, the rapidly expanding provider of regulatory technology and compliance tools for the financial services sector, published its...

While the management might want to implement technology at the enterprise level to solve a business challenge, effective automation requires implementation that drills down to each stakeholder.

It seems like we have a blockbuster deal in the wealthtech space ever three-to-nine months, and this past...

Fintech VC keeps truckin' and we have more MAJOR deals to review this week, every one, once again,...

My dollars and cents look the same size, but somehow they’re a lot smaller than they used to...

In the next segment of Sarson Funds’ Defi Series, we will provide an overview and analytical discussion of Fantom (FTM), an alternative layer 1 decentralized financial (DeFi) network.

Financial advisors can learn a lot from doctors and lawyers. Not only is providing financial advice evolving into a profession as indispensable and rigorous as medicine and law, but it’s also maturing into one that requires a modern approach to technology. Both medicine and law have embraced a role-based approach to building technology stacks and it’s time for financial services to do the same.