Home Search
securities - search results
If you're not happy with the results, please do another search
Decentralized Diaries For The Week of 12/6/22
By Christopher Hamman
What a week!
Bitcoin prices slightly reclaimed lost territory. The bulls believed that the sought-after silver lining had finally arrived.
Embattled FTX...
FINTECH CORNER: Compliance Audits – It Helps To Know What’s Coming: Part 2
For national and regional enterprise firms operating across different jurisdictions, the ongoing cost of staff, systems, processes and leadership necessary for maintaining compliance can become very expensive.
Decentralized Diaries For The Week of 11/29/22
By Christopher Hamman
Last week, the cryptocurrency space continued to spin from multiple institutional failures.
The Senate Committee on Agriculture will hold a hearing...
The Week in Digital Wealth (11/22/22)
By Chris Robbins
Oh what a week in digital wealth!
In the realm of fintech and apps, State Street...
Decentralized Diaries For The Week of 11/22/22
By Christopher Hamman
Last week, the cryptocurrency space continued its slide into the depths.
Bad news from the FTX situation continued to emerge. The...
FINTECH CORNER: Compliance Audits Don’t Have to Be So Scary: Part 1
Preparing for an audit can be a time-consuming, labor-intensive task itself, requiring large amounts of preparation and documentation before the auditors step on the premises.
FusionIQ Launches Digital First TAMP
Woburn, Massachusetts-based FusionIQ, a SaaS provider supporting wealth management professionals across banks, credit unions, RIAs, and broker-dealers announced it launched a new Turnkey Asset...
VIDEO: Learn About Ultra Blue Capital’s Algorithmic Fundamentals ETF (UBCB)
HOSTED by:
Ultra Blue Capital's Algorithmic Fundamentals ETF...
Decentralized Diaries For The Week of 11/8/22
Editor's Note: Since the FTX/Binance story broke on 11/8/22 (after this weekly column originally published), Bitcoin has become significantly more volatile. As...
Kingswood U.S. Expands Tech-Enabled Alts Offerings with New Portal Launch
New York-based Kingswood U.S., a $3 billion network of wealth management firms, recently announced the addition of a Covered Securities Submission Portal on its...