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COMPLY, ZenLedger Launch Digital Asset Trade Monitoring

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The New York-based compliance software, consulting and education resource company COMPLY recently announced the launch of a digital asset trade monitoring program. Working with...

BACK OFFICE HEROES: The Essential Components of an RIA Productivity Suite

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Over the last four to six years, there has been a gradual change in how advisors build relationships and service their clients. The change has emanated from regulatory changes driving advisors' fiduciary duties.

FOMO (Fear of Missing Out) Or FOBI (Fear of Being In)

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Well, here we are again. Financial markets have moved up sharply. Bitcoin and ethereum, too. Now what? The higher markets go, FOMO kicks in. You...

AWARD WINNING COGNICOR AI ASSISTANT CUTS UP TO 80% OF PRE- AND POST-MEETING WORK...

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CogniCor, the Palo Alto-based provider of artificial intelligence-enabled digital assistants and business automation platforms for the financial services industry, announced its Meeting Assistant can...

BACK OFFICE HEROES: The Value of a Niche for a Successful Advisory Practice

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The reason a niche is important is because the wealth management industry has a real problem with standing out from the crowd. Having a nice helps advisors differentiate themselves from their peers.

MARTECH MINUTES: 2024 Social Media Trends for Financial Professionals

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As we edge closer to the end of the year, the ever-evolving nature of social media presents diverse opportunities in 2024 for a wide range of industries, including the wealth industry.
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Bridgemark Strategies Launches Free, Online Advisor Business Marketplace

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Bridgemark Strategies, an independent consultancy that supports transitions and M&A in the financial advisory space, recently launched a free, curated database of financial advisory...

STANDARD DEVIATIONS PODCAST: Saundra Davis – Balancing Candor and Compassion in Client Communications

This week on Standard Deviations with Dr. Daniel Crosby, Dr. Crosby is joined by Saundra Davis. Saundra Davis, MCC, MSFP is a highly respected financial...

AI ILLUMINATIONS: Automation is Supercharging The Account Opening Process

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While the rapid advancements in financial technology will never completely replace a human Financial Advisor relationship, it is definitely changing the way wealth management firms work.

MARTECH MINUTES: From Facilitator to Educator – The Changing Role of Industry Professionals

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In recent years, there has been a growing expectation among the public that wealth managers should provide more than just advice on which products to purchase.