Home Search
regulator - search results
If you're not happy with the results, please do another search
DWealth Muse Podcast Series: Episode 11 – How Self-Directed IRAs (SDIRAs) are Rising...
DWealth Muse is a podcast series on Digital Wealth News that bridges the knowledge gap between conventional and...
Fintech Luminaries – Meet Lori Hardwick of WealthTech
For the next feature in this series, we’d like you to meet Lori Hardwick, one of the predominate voices in Fintech today. Her background includes executive roles at Envestnet (Group President), Pershing, a BNY Mellon Company (COO), and Advisor Innovation Labs (Co-Founder). Lori has a consulting business as CEO, WealthTech, for RedRock Strategic Partners and is also on the Strategic Advisory Board for Genstar Capital. She is currently serving on 4 corporate boards in the financial services industry including Cetera Financial Group, Orion, Riskalyze and Vestwell.
Publisher Notes For 5/5/21
Friends, today we have a great new podcast that will help RIAs better capitalize on crypto, we delve into a new data offering for institutional investors and poke a little fun at Janet Yellen for good measure, plus much more. Check it out!
New Thomson Reuters Marketplace Selects iComplyKYC as a Digital Identity and KYC Partner
iComply Investor Services (“iComply”), a global compliance software provider, is announcing that the company has partnered with Thomson Reuters to distribute its iComplyKYC platform through the Thomson Reuters Marketplace.
DWealth Muse Podcast Series: Episode 10 – How RIAs are Helping Clients Capitalize...
DWealth Muse is a podcast series on Digital Wealth News that bridges the knowledge gap between conventional and...
The Taylor Report (4/27/21)
Be cautious. The SEC has a new Chairman (Gary Gensler) so expect new regulatory oversight........Should be good, and welcome, but the uncertainty is overhanging..........a BITCOIN ETF?....odds are good but what will be the "rules?"
Where’s the Next Hot Sector? SPACs, NFTs, CRYPTO? NOPE! Think New Jersey Delis
Feeling sad you missed out on the big money making run up in crypto? Outbid for that digital art NFT? Not invited into that SPAC that just merged with Elon Musk's spaceship? Well, don't despair. There is HUGE money in New Jersey delicatessens.
DWealth Muse Podcast Series: Episode 9 – Modernizing and Democratizing Private Company Transactions
DWealth Muse is a podcast series on Digital Wealth News that bridges the knowledge gap between conventional and...
Fintech Luminaries – Meet Dr. Sindhu Joseph of CogniCor
CogniCor has built an artificial intelligence-driven digital assistant platform that enables wealth management firms to provide their advisors and staff members with guidance for highly manual, often time-consuming tasks.
Entoro Capital Becomes Node Operator on New Polymesh Blockchain
Global investment bank and advisory Entoro Capital LLC (“Entoro”), which aims to optimize the traditional banking process with the efficiency of modern technology, is now working as a node operator and helping to secure the Polymesh blockchain, currently in testnet phase.